NOVAVAX Major Holders

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Breakdown

% of Shares Held by All Insider and 5% Owners: 9%
% of Shares Held by Institutional & Mutual Fund Owners: 45%
% of Float Held by Institutional & Mutual Fund Owners: 49%
Number of Institutions Holding Shares: 87


Major Direct Holders (Forms 3 & 4)


         Holder                     Shares           Reported

EVANS GARY C               702,558       Apr 23, 2013

YOUNG JAMES F            400,000       Jun 5, 2013

PHILLIPS BARCLAY A   200,000       Jun 11, 2013

DOUGLAS RICHARD      200,000       Jun 11, 2013

HAHN TIMOTHY JON    71,000          Jun 9, 2013

[dothedd]

Top Institutional Holders


         Holder                            Shares                    Value*       Reported      


RA Capital Management, LLC 14,645,112   9.61   33,390,855   Mar 31, 2013

BlackRock Fund Advisors 4,656,709          3.05    10,617,296  Mar 31, 2013

Vanguard Group, Inc. (The) 4,153,133     2.72       9,469,143  Mar 31, 2013

BlackRock Institutional Trust Company, N.A. 4,069,637   2.67   9,278,772   Mar 31, 2013

Camber Capital Management, LLC 3,211,009  2.11 7,321,100 Mar 31, 2013

FMR, LLC         21,067,686    13.82     48,034,324      Mar 31, 2013                      

BlackRock Advisors, LLC 2,453,211 1.61  5,593,321 Mar 31, 2013

State Street Corporation 1,992,954 1.31  4,543,935 Mar 31, 2013

Northern Trust Corporation 1,752,676 1.15  3,996,101 Mar 31, 2013

Ironwood Investment Management, LLC 1,725,912 1.13  3,935,079 Mar 31, 2013





Top Mutual Fund Holders
    
                  Holder Shares
                                                                         Value*     % Out     Value*       Reported

Fidelity Select Portfolios - Biotechnology   7,352,004    4.82    14,042,327 May 31, 2013

Fidelity Small Cap Opportunities Fund       3,800,013     2.49      8,930,030 Apr 30, 2013

Fidelity Small Cap Stock Fund                    2,334,209     1.53      5,485,391 Apr 30, 2013

Fidelity Small Cap Growth Fund                 2,100,000     1.38      4,935,000 Apr 30, 2013

Blackrock Funds-Small Cap Growth Equity Portfolio 2,063,800 1.35 4,705,464 Mar 31, 2013

iShares Russell 2000 Index Fund                               2,015,337 1.32 4,131,440 Jun 30, 2013

Fidelity Stock Selector Small Cap Fund                      1,933,587 1.27 4,543,929 Apr 30, 2013

Fidelity New Millennium Fund                                    1,858,100 1.22 3,548,971 May 31, 2013

Vanguard Total Stock Market Index Fund                 1,797,078 1.18 4,097,337 Mar 31, 2013

iShares NASDAQ Biotechnology Index Fund             1,415,734 0.93 2,902,254 Jun 30, 2013

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November 3, 2013

List of ETF's holding NVAX with ticker symbol & percentage of total fund
iShares NASDAQ Biotech ETF IBB 0.17
iShares Russell Microcap ETF IWC 0.12
Vanguard Russell 2000 Growth VTWG 0.05
iShares Russell 2000 Growth ETF IWO 0.05
ProShares Ultra Nasdaq Biotechnology BIB 0.03
Vanguard Russell 2000 VTWO 0.03
Vanguard Health Care ETF VHT 0.03
iShares Russell 2000 ETF IWM 0.02
Vanguard Extended Market ETF VXF 0.01
Ultra Russell2000 Growth UKK 0.01
SPDR Russell Small Cap Completeness ETF RSCO 0.01

[dothedd]

November 2, 2013

Franklin Biotech Discovery buys 1.2 million shares - New Position
Another sizable addition!
Morningstar.com

T. Rowe Price Health Sciences buys 3.28 million shares - New Position
 This is one of the premier health sciences funds in the industry. Major players are taking their seats at the table!


Fidelity Select Biotech increases their position by 10 percent - now have 9.2 million shares
According to Morningstar website.


Fidelity Select Biotech and T.Rowe Price Health Sciences are 5-Star Rated Mutual Funds
The highest ranking that Morningstar gives.